Safeguarding your business through knowledge and trust.
We have a dedicated compliance practice that efficiently conducts independent assessments of compliance programs and internal control systems. We provide practical guidance to strengthen our clients’ corporate governance practices and enhance how they manage compliance and regulatory risk. With our global knowledge and wealth of in-house and government experience, we provide our clients with practical advice tailored to their regulatory needs. Our team is composed of former corporate compliance officers, in-house counsel and government prosecutors, as well as multilingual in-house staff, auditors, field experts, and analysts.
Our compliance services include:
- Structuring compliance departments and governance relationships
- Reviewing and assessing compliance operations, including monitoring and testing internal controls, remediating poor practices, and training employees
- Responding to changing regulatory standards and establishing change management processes
- Evaluating the sufficiency of compliance monitoring, auditing, and testing
- Preparing companies for regulatory review
- Formulating reasonable and effective plans to remediate process gaps
We focus on managing regulatory expectations, identifying substantive internal control gaps, and finding achievable solutions to address regulatory concerns.
Internal compliance reviews
Nardello & Co.’s compliance review practice assesses whether a company maintains a properly functioning, governed, documented, and independent compliance program that includes elements recognized by regulators as crucial to the proper management or regulatory risk.
Risk assessments
We help clients develop and implement risk assessment protocols to supplement effective monitoring and audit programs. Nardello & Co. understands that a successful compliance program requires regular risk assessment, monitoring, and remediation, supported by relevant training.
