Led an international, self-directed monitoring assignment at the client’s offices in more than a dozen cities.
At the request of an international auction house, Nardello & Co. led an international, self-directed monitoring assignment at the client’s offices in more than a dozen cities. The team’s goal was to inculcate within the staff an understanding of “Know Your Customer” procedures and integrate related compliance procedures within the established practices of the various offices. The team reviewed compliance, corporate governance, and risk management procedures and made recommendations for their worldwide integration, which the client undertook at the request of Nardello & Co.